Mco Financing Consulting

   Helping You Make More Money!

 

 

Fees and Financing Tips

 
 

 

 

 


                                                                                                                                                                                

 

 

 

 

 

To arrange financing -

Our financing fee is "success based". You have to accept the terms and conditions of the financing we arrange for you before we are entitled to any fees. Our fee is then paid to us by the lender or you when the funds are dispersed. It is an additional cost of the financing that you will pay.

Financing fees - "points" - can range from an extreme low of .5% (honestly quite rare) to an extreme high of 15%. We find that 4.0% is the lowest most applicants should hope for and that 5.4% is becoming more of a national norm because of the increased complexities involved in meeting various lender requirements. Incidentally, the points just mentioned are "total" points that include those charged by other brokers and referral sources if any are involved. Points that may be charged by the funding source are additional costs to the borrower. Of course, as a rule the larger the financing, the smaller the fee so for deals over $50 million a total fee of 2.5-3% is usually normal.

Often, however, there is a small application and processing fee for certain co-brokers and/or lending sources. A refundable (at closing) $500 fee is not atypical, but neither is a large five-figure one on larger deals, but whenever possible, we do not take our clients to those places. Instead we can almost always work with sources and colleagues who do NOT charge upfront fees unless it is for a specific service.

For projects above $50 million, we can arrange 100% financing for a 30-year term at LIBOR +2. There can be a grace period of up to ten years. The source requires collateral equal to 10% of the loan amount and it must be in cash or a cash equivalent. Real Estate is not accepted as collateral. This source has no upfront fees of any kind and even their due diligence costs can be paid for out of the proceeds. They obviously are looking for substantial clients and deals, but they are real.

Another program that is in the WAY COOL category (for deals from $10 million on up), requires the establishment of an escrow account of $1.5% of the requested amount if under $25 million; 0.5% if the requested amount is above $25 million.

It is the only 100% LTV program we can find that does not place any mortgage or lien on property, yet does finance 100% of a project or deal. It charges simple interest only for the life of the 10-year loan and has a balloon kicker at the end of the term. (In some instances the loan can be extended.) This is pretty difficult to qualify for, but under the right circumstances it can be pretty attractive. James Cameron reportedly used it to finish Titanic.

Another way to do 100% financing is through a debt-equity investor, although they typically prefer the applicant HAVE AT LEAST 6%. Here, the deal is structured as a short-term, interest-only financing with an expectation that the lender will be taken out at the end of two or three years. These lenders look for a blended annual rate of return of 25-28%, but are often an extremely efficient way to get a deal done when the applicant just doesn’t have a lot of upfront cash. In November 2002, we received a debt-equity proposal from a funding source that did provide 100% financing and a separate debt-equity proposal from a funding source that provided 100% of the equity needs for a borrower.

Another avenue is a Reg D offering. We charge a $7,200 consulting fee plus direct expenses to meet with our client, develop the issue, coordinate and register it with States where required, and then introduce it to 5400 private qualified investors group and a network of broker/dealers.

After the issue is sold, there is a success fee, called a finder’s fee in a Reg D offering. The finder’s fee and broker’s fees are on top of the money clients net from the sale of the shares (or debt notes). Please ask for a summary of Reg D if you are interested.

For a development project we can almost always get 70% of an MAI Appraised “completed value”. Again, almost always, that amount should cover all of a project’s development costs.

In any event, we regard helping you navigate through up-front "cost" requests as part of our service and responsibility to you and will always offer our best effort, judgment and advice to protect you!

For consulting -

Obtaining financing for a qualified applicant is contingent on a properly packaged application presentation, especially the executive summary that we prepare for you from your materials. That means it meets the lenders expectation. At least 95% of a successful funding effort is due to that fact...the package met the lender's expectation!

If what you send to us doesn't, we can either work with you to bring it up to that expectation, do it for you or pass on the opportunity to help you. We can not send a package that will not interest the lender, and might even alienate them for our future dealings. Sorry, but that's just the way it is.

For free, we will send you a checklist of what needs to be in your business plan, and again, for no charge, we will be happy to answer a few questions. We only ask that you sign our Confidentiality/Non-Circumvention and Fee Agreements prior to our helping.

Sometimes that assistance is enough, but most of the time it is more expedient to simply let us work with you to re-write your plan.

That re-write help is performed for a fixed fee of $9,000 plus direct expenses. The engagement, and therefore its expenses, almost always includes visiting with you in person – a cost paid by the client.

If a business plan needs to be developed or extensively recast, a fixed fee of $18,000, plus direct expenses will get it done if the financing being sought is relatively small. If the funding request is $5 million or more, the rules change and the work is much more complex. Our fixed fee to develop or completely re-write a business plan of that magnitude is $27,000, plus direct expenses.

Those three fixed-cost services assure you of having a properly packaged and submitted loan/funding request. As well, they represent a significant savings to you because we don't have to monitor our hours and know when we start what the end product will be

Perhaps the most important service we can provide you, though, is a feasibility study. Without an objective evaluation of the business or project, the factors impacting on its success and verification of revenue projections, most business plans and funding requests are simply going to fail. Funding sources and/or investors need outside evaluation to help them understand what can reasonably be expected to happen, when and why. Too, they are more impressed with a financing request that shows enough confidence and savvy to have ordered an independent feasibility study.

Mco Financing Consulting does feasibility studies and we do them right. Their scope and quality are guaranteed to meet the expectations of both private investors and financing sources.

Costs range from $10,000 to $63,000 plus all direct expenses depending on where the project is and how much time will have to be spent traveling and in the field. Generally, a complete feasibility study should be completed within 3-4 weeks of starting it.

Any other assistance can be obtained on an hourly basis or a negotiated fixed price.

Our professional fee is $270 per hour plus exact expenses incurred in doing the work.

A "rule-of-thumb", based on documented experience, is our fees usually return minimum multiple of at least 50 times. If you spend $20,000 on a project, you should expect $1 million - or more - in benefits or results.

The consulting might help you assess an acquisition, develop a marketing or strategic plan, explore development ideas (along with their attendant costs and probable benefits), structure an investment opportunity or improve your operation by increasing revenue and/or reducing expenses.

 

Financing Tips

Here is tip Number One -

Never pay an up-front, commitment or origination fee to a funding source without an ironclad guarantee it will be refunded if a loan is not made. (A commitment fee is required AFTER the lender’s due diligence has been satisfactorily completed and they are ready to commit funds. This fee, usually 1% of the requested amount CAN OFTEN be negotiated down, but CAN almost NEVER be negotiated away or be moved to closing.)

 

Here is tip Number Two -

Perform Due Diligence on the funding source to learn their track record of returning commitment or origination money when they do not make the loan. (Please re-read Tip Number One). 

 

Tip Number Three -

If there is a real estate acquisition involved, get an MAI appraisal and include it in the package. Don't wait until they ask you if you have one and don't wait until they order you to get one. It is required, so get it up front. Doing so shows the financing community you are serious and committed. The appraisal must be done by an accredited appraiser (MAI is universally recognized) and the appraiser must have eclectic experience in the type of property being considered. Be sure the appraiser will re-issue the work in favor of a specific lender or financing source.

On occasion the lending source will order their own appraisal - at your expense...can't be avoided. But, if you have your own appraisal, they can sometimes save you money by having it updated, or at least considered by their appraiser.

If your plan involves an acquisition make sure to include something that clearly states the property is for sale and that the owner can and will sell it. It will improve your chances 1000% if you have an option showing you control the land.

Include a copy of your credit report too.

 

Number Four -

There is no such thing as "guaranteed funding" - (Re-read Tip Number One).

 

Number Five -

Generally, start-up financing will require at least 30-35% equity and that is if you have a lot of experience in the industry and that industry is generally regarded as a "good risk". An acquisition will probably take at least 20-25% equity.

There are however, ways to finance 100% of a construction project, acquisition, refinance - even a start up - that we can arrange for you.

All situations will have to show good, realistic and objective cash flow projections.

The absolutely BEST way to show equity in a project is with a Source and Use of Funds Statement! Expenses you have incurred such as ordering an appraisal or having a consultant prepare a business plan and a feasibility study can be shown as "equity" in the top half of the statement.

 

Number Six -

Don't forget, your business plan will most likely show the merits of the proposal, e.g., it is a good business, but that doesn't mean it is a good investment opportunity or loan risk. Nor does it mean it will be seriously considered if it is not presented in a style and format lenders expect.

Your business plan must tell the outside money source why their investment will be safe, how and when it will be repaid, how much interest they will earn and what it will be secured by.

If you want to borrow money, you have to show how the new funds will help you make money.

In addition, you also have to show how the new money will enable you to make enough extra money to pay back the loan/investment and its interest. Going into debt without being able to paint that picture is not only unwise, but close to impossible.

 

Number Seven -

Exclusive Fee Agreements and Non-Circumvention/Confidentiality Agreements are a clear signal to the financing community that you and your intentions are real.

Both give the financing source assurance that unexpected claims for fees won't be coming at them from left field, and because of the time limit in the Fee Agreement, they know they can devote their attention to the deal and not have it yanked out from underneath them.

If you are considering working with someone on a non-exclusive basis, you will probably find your deal will be “shopped” rather than “sent” -  that  “shopping” can and does often backfire when credible financing sources see a deal more than once or hear it is being shopped around. Targeted submissions to interested lenders and sources always produce better results and those sources expect their clients to be serious.

The forms and their language of both our forms have been accepted and approved by all our funding sources.

 

Number Eight -

Don't give up! There really isn't a good reason to give up...not now, not ever. Expenses can be taken out, private/equity partners can be brought in, an insurance product can be used to create a guarantee or the project can be phased. There is a way to do it, although admittedly, some ways will cost more than others. 

It always comes down to "do the numbers make sense for you and the financing source?"

 

To your success!

John Moore

 

To learn more about how we might be of service to you, please send a quick email to jmmco@charter.net

to start a rewarding conversation leading to the resolution of your financing needs.

 

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if you have any questions or would like to discuss a particular situation.

 

                                                       314-795-2700

                                                  FAX 314-754-9744

                                             jmmco@charter.net

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